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  • All fields: securities--Law
(314 results)



Display: 20

    • Millard Humphrey, Driector, Department of Insurance

    • Millard Humphrey, Driector, Department of Insurance

    • Nelson, Gary K.

    • Attorney general's opinions--Arizona;

    • Opinion number 71-36 (R-85). 11 pages (PDF version) file size: 408.559 KB. Letter to Millard Humphrey, Director, Department of Insurance, regarding when an insurer can offer or sell securities and insurance to the same person under ARS § 20-452...
    • Claude D. Keller, Director of Securities, Arizona Corporation Commission

    • Claude D. Keller, Director of Securities, Arizona Corporation Commission

    • Lee, N. Warner

    • Attorney general's opinions--Arizona;

    • Opinion number 74-19 (R-40). 7 pages (PDF version) file size: 361.547 KB. Letter to Claude D. Keller, Director of Securities, Arizona Corporation Commission, regarding the applicability of the Real Property Securities Dealers Act, ARS § 44-2066...
    • George M. Dempsey, Executive Director, Arizona Corporation Commission

    • George M. Dempsey, Executive Director, Arizona Corporation Commission

    • Lee, N. Warner

    • Attorney general's opinions--Arizona;

    • Opinion number 75-2 (R-2). 5 pages (PDF version) file size: 228.618 KB. Letter to George M. Dempsey, Executive Director, Arizona Corporation Commission, regarding whether a foreign or domestic business trust must meet the reporting requirements...
    • George M. Dempsey, Executive Secretary, Arizona Corporation Commission

    • George M. Dempsey, Executive Secretary, Arizona Corporation Commission

    • Babbitt, Bruce E.

    • Attorney general's opinions--Arizona;

    • Opinion number 75-249 (R75-460). 2 pages (PDF version) file size: 101.475 KB. Letter to George M. Dempsey, Executive Secretary, Arizona Corporation Commission, regarding whether membership certificates issued by a water company were securities. ...
    • Honorable D.F. Johnson, State Treasurer

    • Honorable D.F. Johnson, State Treasurer

    • Jones, Wiley E.

    • Attorney General's Opinions--Arizona

    • 1917-MAR-20. 2 pages (PDF version) file size: 550.474 KB. Letter to Honorable D.F. Johnson, State Treasurer, regarding whether funds in the common school fund may be invested in interest bearing securities. Interprets portions of Enabling Act,...
    • Arizona Corporation Commission, Securities Division

    • Arizona Corporation Commission, Securities Division

    • Church, Wade

    • Attorney General's Opinions--Arizona

    • Opinion No. 60-40. 5 pages (PDF version) file size: 319.58. Letter to the Arizona Corporation Commission, Securities Division, stating that a business which engages in the purchase and resale of second mortgages, title company contracts and...
    • Arizona Corporation Commission

    • Arizona Corporation Commission

    • Conway, Joe

    • Attorney General's Opinions--Arizona

    • Opinion 38-205. 1 page (PDF version) file size: 71.65 KB. Letter to the Arizona Corporation Commission, stating that a state law regarding the act covering dealers and securities could be found unconstitutional because the California court found...
    • J.P. Metz, Superintendent of Banks

    • J.P. Metz, Superintendent of Banks

    • Conway, Joe

    • Attorney General's Opinions--Arizona

    • Opinion 40-130. 1 page (PDF version) file size: 156.24 KB. Letter to J.P. Metz, Superintendent of Banks, stating that the provisions of 1928 Ariz. Rev. Code §231 provide that savings banks may invest in securities above the first four grades of...
    • Arizona Corporation Commission

    • Arizona Corporation Commission

    • Wilson, Fred O.

    • Attorney General's Opinions--Arizona

    • Opinion 51-270. 5 pages (PDF version) file size: 412.13 KB. Letter to the Arizona Corporation Commission, attention: Securities Division, answering several questions. (1) "Incorporator" as used in Chapter 18, Session Laws, 1951, Section 5 (i), is...
    • June Pew, Securities Division, Arizona Corporation Commission

    • June Pew, Securities Division, Arizona Corporation Commission

    • Wilson, Fred O.

    • Attorney General's Opinions--Arizona

    • Opinion 49-129. 5 pages (PDF version) file size: 332.82 KB. Letter to Jane Few, Securities Division, Arizona Corporation Commission, stating that the law of the state at that time forbade the issuance of stock for less than the state par value,...
    • J.W. Kelley, State Treasurer

    • J.W. Kelley, State Treasurer

    • Jones, Ross F.

    • Attorney General's Opinions--Arizona

    • Opinion 53-056. 2 pages (PDF version) file size: 100.09 KB. Letter to Treasurer J.W. Kelly stating that an insurance company that is qualified to do business under the Benefit Insurance Corporation Law of 1943 may not invest the funds required by...
    • Pete Corpstein, Arizona State Representative

    • Pete Corpstein, Arizona State Representative

    • Babbitt, Bruce E.

    • Attorney General's Opinions--Arizona

    • Opinion No. 77-77 (R77-111). 1 page (PDF version) file size: 63.17 KB. Letter to Pete Corpstein, Arizona State Representative, informing him that while the preparation of an annual report by Blyth Eastman Dillion & Co. for the Arizona State...
    • Joe Sotelo, Director, Securities Division, Arizona Corporation Commission

    • Joe Sotelo, Director, Securities Division, Arizona Corporation Commission

    • Pickrell, Robert W.

    • Attorney General Opinions--Arizona

    • Letter Opinion No. 61-41-L (A-17-a and A-101-L). 3 pages (PDF version) file size: 130.92 KB. Letter to Joe Sotelo, Director, Securities Division, Arizona Corporation Commission, stating that if a joint venture was not trying to exercise powers or...
    • Scott Bundgaard, Arizona State Senate

    • Scott Bundgaard, Arizona State Senate

    • Horne, Tom

    • Attorney general's opinions--Arizona;

    • Opinion number 11-004. 10 pages (PDF). Letter to Scott Bundgaard, Arizona State Senate, regarding transaction privilege tax upon medical marijuana sales.
    • Comprehensive annual financial report / Maricopa County, Arizona

    • Comprehensive annual financial report / Maricopa County, Arizona

    • Maricopa County (Ariz.). Board of Supervisors.

    • Maricopa County (Ariz.). Board of Supervisors--Periodicals; Maricopa County (Ariz.)--Politics and government--Periodicals; Maricopa County (Ariz.)--Appropriations and expenditures--Periodicals; Maricopa County (Ariz.)--Finance; Maricopa County...

    • This title contains one or more publications. Published annually. Prepared by Dept. of Finance. Include independent auditor's reports by Auditor General's Office.

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